Joe Spidalieri joined Ancora in 2003. He was named Chief Compliance Officer of The Ancora Group in 2011. He is currently in charge of administering all compliance programs within our registered investment adviser, Ancora Advisors. Joe was also named Chief Compliance Officer of the Ancora Trust in 2011, which oversees all compliance procedures of the Ancora Family of mutual funds.
Joe spent the last 8 years overseeing Ancora’s day to day operations. Since his arrival, his responsibilities have ranged from administering the firm’s portfolio accounting system to heading up the equity trade desk.
Prior to joining The Ancora Group, he served two years at the American Express Company's finance and money management division. His responsibilities involved interaction with key clients and institutional customers as well as assisting portfolio managers with customer presentations.
He has a Bachelor of Science degree in Business Finance and Marketing with a minor in Business Legal Studies from Miami University. Joe currently holds FINRA Series 7, Series 4, Series 55, Series 66, Series 24 and Ohio Life Health Insurance licenses.